Takara Asset Management Co., Ltd. (hereinafter referred to as “our company”) not only adheres to laws, regulations, and relevant business laws as an asset management company entrusted with asset management but also complies with broader social norms. Within our company, we have established a compliance framework through the functions of the Board of Directors, Compliance Officer, Compliance Committee, Compliance Department, and a consultation desk to ensure compliance.
MEASURES AGAINST CONFLICTS
OF INTEREST TRANSACTIONS
Our company has established regulations to prevent transactions that would harm the interests of our clients or engage in unnecessary transactions. When conducting transactions with interested parties, we adhere to the regulations set forth in the Financial Instruments and Exchange Act, the Order for Enforcement of the Investment Trust Act, and our internal rules. It is stipulated that the Compliance Committee and the Investment Committee of each fund department thoroughly verify the transaction details.
PREVENTION OF CONFLICTS
OF INTEREST AMONG PRIVATE FUNDS
To ensure fair treatment between private funds and prevent any unfair advantages, our company has established rules regarding the prioritization of considerations when obtaining acquisition information related to assets that may potentially fall under the investment criteria of both private funds. The Compliance Officer monitors compliance with these rules and reports the results of such monitoring to the Compliance Committee and the Board of Directors on a semi-annual basis.